Internal Investigations Done Right: Balancing Legal Defense, Compliance, and Reputation Management By Barrett Howell, Dallas, TX
Internal investigations are a critical tool for businesses facing allegations of misconduct, regulatory inquiries, or other potential legal exposure. When properly conducted, internal investigations afford organizations an opportunity to identify issues early, demonstrate a commitment to compliance, and safeguard their reputation. In nearly 25 years representing clients in white-collar matters, I have seen firsthand how […]
The Evolving Landscape of SEC Enforcement: How Businesses Can Stay Prepared and ProtectedBy Barrett Howell, Dallas, TX
In today’s regulatory environment, companies face heightened scrutiny from federal agencies, with the Securities and Exchange Commission at the forefront of enforcement activity. SEC investigations may be triggered by a range of factors, including whistleblower complaints, unusual trading patterns, or identified compliance failures. The SEC also employs its Accounting Quality Model (AQM), which uses advanced […]